Compliance Executive Dublin, Dublin

Dublin, Dublin

Permanent

Compliance

Investment Management

£36,144.40 - £39,758.84Year


Location: Dublin


Salary: £40k - £44k


Contract type: Permanent - Hybrid working


LHH are proud to be partnering with a globally renowned Investment Manager based in Dublin who are looking for a Compliance Executive to join their team!


Responsibilities:


  • Support RIIL's Head of Compliance/ MLRO for the Funds & the Company
  • Evaluation of suspicious transaction reports; onward reporting to relevant authorities where necessary
  • Maintenance of AML/CTF risk assessment, policies and procedures for the Funds & the Company in line with Irish regulation and guidance
  • Oversight of Irish domiciled fund administrators
  • Monthly transaction surveillance & stopped accounts monitoring

The Person


Knowledge & Experience:


  • Experience in compliance within financial services ideally asset management but would look at insurance, custodian, fund administration houses etc
  • Ideally will have had regulatory exposure to Irish Funds
  • Ideally will have an appreciation of Central Bank of Ireland regulations and wider EU regulations
  • A high degree of organisation, client focus, communication skills flexibility in managing a varying workload
RefAAFCE_1662475101

Compliance Executive

LHH

28 days ago

£36,144.40 - £39,758.84Year

Permanent

Compliance

Investment Management

Dublin, Dublin


Location: Dublin


Salary: £40k - £44k


Contract type: Permanent - Hybrid working


LHH are proud to be partnering with a globally renowned Investment Manager based in Dublin who are looking for a Compliance Executive to join their team!


Responsibilities:


  • Support RIIL's Head of Compliance/ MLRO for the Funds & the Company
  • Evaluation of suspicious transaction reports; onward reporting to relevant authorities where necessary
  • Maintenance of AML/CTF risk assessment, policies and procedures for the Funds & the Company in line with Irish regulation and guidance
  • Oversight of Irish domiciled fund administrators
  • Monthly transaction surveillance & stopped accounts monitoring

The Person


Knowledge & Experience:


  • Experience in compliance within financial services ideally asset management but would look at insurance, custodian, fund administration houses etc
  • Ideally will have had regulatory exposure to Irish Funds
  • Ideally will have an appreciation of Central Bank of Ireland regulations and wider EU regulations
  • A high degree of organisation, client focus, communication skills flexibility in managing a varying workload
Personal Details
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