Regulatory Compliance Lead
London
Permanent
Compliance
Investment Management
A global Leading Private Bank is currently looking for a Regulatory Compliance Lead. In this role, you will play a pivotal part in ensuring their operations align with regulatory standards while fostering a culture of compliance across the organisation. This is a hybrid model role of 3 days a week onsite, in the West End.
Key Responsibilities:
- Lead the development, implementation, and maintenance of compliance policies and procedures within the Private Banking Regulatory Compliance team.
- Monitor regulatory changes and assess their impact on their operations.
- Conduct compliance risk assessments and audits to identify areas for improvement.
- Provide guidance and training to staff on regulatory requirements and best practises.
- Collaborate with various departments to ensure a cohesive approach to compliance.
- Prepare reports and presentations for senior management and regulators.
To be considered, you should meet the following:
- A regulatory compliance professional with a strong background in Private Banking or Asset / Wealth Management
- Excellent knowledge of regulatory frameworks and requirements.
- Proven experience in leading compliance initiatives and managing teams.
- Strong analytical and problem-solving skills.
- Exceptional communication skills, with the ability to convey complex information clearly.
- A proactive and positive attitude, with a passion for promoting a culture of compliance.
LHH is an employment consultancy that believes in talent, not labels. It is important to us that we run inclusive recruitment processes to support candidates of all abilities and encourage applicants of all backgrounds and perspectives to apply. LHH is committed to building an inclusive, supportive environment to enable candidates to explore the next steps in their careers. If you require reasonable adjustments at any stage, please let us know and we will be happy to support you.
Regulatory Compliance Lead
LHH
0 days ago
Permanent
Compliance
Investment Management
London
A global Leading Private Bank is currently looking for a Regulatory Compliance Lead. In this role, you will play a pivotal part in ensuring their operations align with regulatory standards while fostering a culture of compliance across the organisation. This is a hybrid model role of 3 days a week onsite, in the West End.
Key Responsibilities:
- Lead the development, implementation, and maintenance of compliance policies and procedures within the Private Banking Regulatory Compliance team.
- Monitor regulatory changes and assess their impact on their operations.
- Conduct compliance risk assessments and audits to identify areas for improvement.
- Provide guidance and training to staff on regulatory requirements and best practises.
- Collaborate with various departments to ensure a cohesive approach to compliance.
- Prepare reports and presentations for senior management and regulators.
To be considered, you should meet the following:
- A regulatory compliance professional with a strong background in Private Banking or Asset / Wealth Management
- Excellent knowledge of regulatory frameworks and requirements.
- Proven experience in leading compliance initiatives and managing teams.
- Strong analytical and problem-solving skills.
- Exceptional communication skills, with the ability to convey complex information clearly.
- A proactive and positive attitude, with a passion for promoting a culture of compliance.
LHH is an employment consultancy that believes in talent, not labels. It is important to us that we run inclusive recruitment processes to support candidates of all abilities and encourage applicants of all backgrounds and perspectives to apply. LHH is committed to building an inclusive, supportive environment to enable candidates to explore the next steps in their careers. If you require reasonable adjustments at any stage, please let us know and we will be happy to support you.